0001214659-23-015976 8-K 13 20231204 5.02 9.01 20231204 20231204 Ault Disruptive Technologies Corp 0001864032 6770 862279256 DE 1231 8-K 34 001-41171 231463649 11411 SOUTHERN HIGHLANDS PKWY 240 LAS VEGAS NV 89141 (949) 444-5464 11411 SOUTHERN HIGHLANDS PKWY 240 LAS VEGAS NV 89141 8-K 1 g1242328k.htm false 0001864032 0001864032 2023-12-04 2023-12-04 0001864032 ADTC:UnitsEachConsistingOfOneShareOfCommonStockParValue0.001PerShareAndThreefourthsOfOneRedeemableWarrantToPurchaseOneShareOfCommonStockMember 2023-12-04 2023-12-04 0001864032 ADTC:CommonStockParValue0.001PerShareMember 2023-12-04 2023-12-04 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 4, 2023 Ault Disruptive Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-41171 86-2279256 (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Identification No.) 11411 Southern Highlands Parkway, Suite 240 Las Vegas, Nevada 89141 (Address of Principal Executive Offices) (Zip Code) (949) 444-5464 (Registrant’s telephone number, including area code) N/A (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Trading Name of each exchange Title of each class Symbol(s) on which registered Units, each consisting of one share of ADRTU NYSE American LLC Common Stock, par value $0.001 per share and three-fourths of one Redeemable Warrant to purchase one share of Common Stock Common Stock, par value $0.001 per ADRT NYSE American LLC share Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter). Emerging growth company x If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨ Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On December 1, 2023, Mark Gustafson notified Ault Disruptive Technologies Corporation, a Delaware corporation (the “Company”), of his decision to resign as a director of the Company, effective December 1, 2023, for personal reasons. Mr. Gustafson’s resignation was not the result of any disagreement with the Company, or its management on any matter relating to the Company's operations, policies or practices. The Company thanks Mr. Gustafson for his contributions. Item 9.01. Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 101 Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language). 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: December 4, 2023 AULT DISRUPTIVE TECHNOLOGIES CORPORATION By: /s/ Henry Nisser Name: Henry Nisser Title: President and General Counsel